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An obligation to submit a listing application (or delisting application) exists for equity securities to be
listed in connection with the following transactions.
The listing application must be:
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submitted by a recognised representative
pursuant to Art. 43 Listing Rules or by the issuer
itself (formal listing of conditional capital/delisting);
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in writing;
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in German, French, Italian or English:
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submitted at the latest 20 exchange days prior to the scheduled listing date or prior to the start
of the book-building period.
The application must include a brief description of the securities and a request regarding the first
scheduled trading day.
Under Art. 5 Directive Procedures Equity Securities, the issuer must submit a statement pursuant to
Art. 45 Listing Rules in addition to the required
annexes to the application. If it is not possible to fulfil certain listing requirements, the application
must contain a request for an exception, stating reasons.
Procedure
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